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  • JSDA Activities
  • Making Rules as an SRO

The Japan Securities Dealers Association (JSDA) is an association functioning both as a self-regulatory organization and as an interlocutor between market participants and various stakeholders including the government authorities.
Both functions work independently. JSDA members consist of securities firms and other financial institutions operating securities business in Japan.

Key Issues



  1. May. 15, 2017 JSDA’s Comments to FSB’s Proposal on Framework for Post-Implementation Evaluation of the Effects of the G20 Financial Regulatory Reforms

  1. Apr. 21, 2017 Report of the Survey Group for the Research on the Securities Industry and FinTech

  1. Feb. 10, 2017 JSDA held the Japanese Securities Market Seminar in Luxembourg

  1. Jan. 10, 2017 JSDA and ICMA co-hosted the Japan Securities Summit 2017 in London

  1. Dec. 21, 2016 Notification Regarding the System for Automatic Exchange of Information Based on the CRS

Site Updates



  1. May. 22, 2017 PTS for Equity

  1. May. 22, 2017 Composite Balance Sheet of Regular Members and Number of Customer Accounts, etc

  1. May. 15, 2017 JSDA’s Comments to FSB’s Proposal on Framework for Evaluationof G20 Financial Regulatory Reforms

  1. May. 15, 2017 Personal Information Complaints Processing Report

  1. May. 10, 2017 Number of Online Trading System Failures(201704)