JSDA Rules / Guidelines

JSDA Rules

The following are tentative translations of JSDA's rules for non-Japanese readers' reference. Please be aware that the Japanese originals are the authoritative versions. It should be also noted that there may have been subsequent updates to and changes in the rules, which might not be reflected in the translations.

Articles of Association

Self-regulatory Rules

Customer Management and Internal Management by Association Member

Relating to Employees and Sales Representatives of Association Members

Relating to Advertising

Guidelines concerning Association Member Analysts’ Interviews, etc. with Issuers and Communication of Information

Relating to Personal Information Protection

Relating to Stocks

Relating to Bonds

Relating to Foreign Products and Transactions

Relating to Securitized Products

Relating to Derivatives

Relating to Code of Ethics

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