"The following are tentative translations of JSDA's rules for non-Japanese readers' reference. Please be aware that the Japanese originals are the authoritative versions. It should be also noted that there may have been subsequent updates to and changes in the rules, which might not be reflected in the translations."

	Articles of Association
		Articles of Association　　[132KB]
		Articles of Association Enforcement Regulations　　[79KB]
	Self-regulatory Regulations
	〔Customer Management and Internal Management by Association Member〕
		Regulations Concerning Solicitation for Investments and Management of Customers, etc., by Association Members　　[57KB]
		Regulations Concerning Change, etc. of Loan-to-Value Ratio of Securities Substitute for Margin in Margin Transactions　　[19KB]
		Regulations Concerning Establishing a Sale and Purchase Management System for the Prevention of Unfair Trading　　[28KB]
		Regulations Concerning Proper Handling of Pre-Hearing by Association Members　　[38KB]
		Regulations Concerning the Establishment of an Order Management System by Association Members　　[19KB]
		Regulations Concerning Acceptance, etc., of Deposit of Securities　　[58KB]
		Detailed Rules Relating to the Regulations Concerning Acceptance of Deposit, etc., of Securities　　[21KB]
		Regulations Concerning Internal Administrators, etc., of Association Members　　[46KB]
		Detailed Rules Relating to Regulations Concerning Internal Administrators, etc., of Association Members　　[31KB]
		Regulations Concerning Application for Confirmation and Examination, etc., of Incidents　　[22KB]
		Regulations Concerning Establishment, etc. of Business Continuity Management in case of Emergency by Regular Members　　[18KB]
	〔Relating to Employees and Sales Representatives of Association Members〕
		Regulations Concerning Employees of Association Members　　[106KB]
		Regulations Concerning Qualification and Registration, etc., of Sales Representatives of Association Members　　[88KB]
		Detailed Rules Relating to the Regulations Concerning Qualification and Registration, etc., of Sales Representatives of Association Members　　[49KB]
		Regulations Concerning Qualification Examination for Sales Representatives, etc.　　[72KB]
	〔Relating to Advertising〕
		Regulations Concerning Representation of Advertising, etc. and Offer of Premiums　　[49KB]
	〔Relating to Personal Information Protection〕
		Guideline for the Protection of Personal Information　　[111KB]
	〔Relating to Stocks〕
		Regulations Concerning Over-The-Counter Securities　　[51KB]
		Regulations Concerning Sale and Purchase, etc. of the Listed Share Certificates, etc., Conducted Outside of a Financial Instruments Exchange Market　　[46KB]
		Detailed Rules Relating to the Regulations Concerning Sale and Purchase, etc. of the Listed Share Certificates, etc., Conducted Outside of a Financial Instruments Exchange Market　　[20KB]
		Regulations Concerning Handling of Lending Transaction for Share Certificates, etc.　　[56KB]
		Regulations Concerning Underwriting, etc. of Securities　　[83KB]
		Detailed Rules Relating to the Regulations Concerning Underwriting, etc., of Securities　　[54KB]
	〔Relating to Bonds〕
		Regulations Concerning Publication of Over-The-Counter Trading Reference Prices, etc., of Bonds and Trading Prices　　[64KB]
		Detailed Rules Relating to The Regulations Concerning Publication of Over-The-Counter Trading Reference Prices, etc., of Bonds and Trading Prices　　[39KB]
		Regulations Concerning Publication, etc. of Over-The-Counter Quotation of Corporate Bonds, etc. for Retail Customers　　[35KB]
		Regulations Concerning Handling of Sale and Purchase of Bonds with Options　　[64KB]
		Regulations Concerning Handling of Conditional Sale and Purchase of Bonds, etc　　[49KB]
		Regulations Concerning Handling of Transaction of Bonds, etc. with Delayed Settlement　　[30KB]
		Regulations Concerning Handling of Short Sale and Lending Transaction of Bonds　　[46KB]
	〔Relating to Foreign Products and Transactions〕
		Regulations Concerning Foreign Securities Transactions　　[211KB]
		Regulations Concerning Foreign Securities Futures Transactions, etc.　　[60KB]
	〔Relating to Securitized Products〕
		Regulations Concerning Distributions, etc. of Securitized Products　　[96.5KB]
	〔Relating to Code of Ethics〕
		Regulations Concerning Maintenance of and Compliance with Ethical Code by Association Members　　[23KB]

Please click here to refer the previous regulations.