JSDA Rules/Guidelines

JSDA Rules

The following are tentative translations of JSDA's rules for non-Japanese readers' reference. Please be aware that the Japanese originals are the authoritative versions. It should be also noted that there may have been subsequent updates to and changes in the rules, which might not be reflected in the translations.


Articles of Association


Self-regulatory Rules

Customer Management and Internal Management by Association Member


Relating to Employees and Sales Representatives of Association Members


Relating to Advertising


Relating to Personal Information Protection


Relating to Stocks


Relating to Bonds


Relating to Foreign Products and Transactions


Relating to Securitized Products


Relating to Derivatives


Relating to Code of Ethics