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Japan Securities Dealers Association

Request for Disclosure of the Qualification of the Sale Representatives

Request for Disclosure of the Qualification of the Sale Representatives

From January 1, 2026*, Fee(¥1000) will apply for requests to disclose qualification.

*The application date is based on the Association’s receipt date (for online) or postmark date (for mail).
● Disclosure Procedure for Qualification and Disciplinary Records since January 2026.

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(1)Click here to view the additional documents required for agent applications.
(2)Click here to visit our "Contact Us" page. 

To proceed with the application, please check the steps here. 

　
This is a simple instruction about common applications for the disclosure of the qualification of the sale representatives.
Further details should be checked carefully before application.

Required documents
Can an agent on behalf of the applicant (qualification holders) apply for the disclosures?
Yes, however, ㏌ case the application is not submitted by qualification holders by themselves, the consent from the holders and following additional documents are required.
  • A letter granting power of attorney from the applicant (signed by the applicant)
  • Identification documents to confirm the identity of the agent
  • An official document corroborating the applicant’s signature in a letter granting power of attorney above
    *If you need a paper response, an envelope with the recipient’s name and address are required to submit (Only tracking mail is acceptable.).
    Learn more
How to apply for disclosure of qualifications for sales representatives?
How to receive the result of qualification check?
  • Postal mail
    An envelope with the recipient’s name and address are required (Only tracking mail is acceptable.).
  • E-mail
    You need to inform us of your PIN-code in advance and you will later receive the said PIN-protected file.
    Also, you need to send us the email address provided in the application form.
    Learn more
How long is it expected to take to receive a response?
Usually, it takes 7 days after the JSDA received an application. Learn more
If you have not received a response even after about 7 days, please contact us. (please make sure the contact mail address on this form P2 (7))